February 2025

Transitioning to a new broker-dealer is more than just a change in firm name—it’s an opportunity to elevate a practice, enhance client relationships, and streamline operations to boost profitability. However, without a structured approach, it can become a logistical nightmare. This comprehensive guide provides best practices, industry insights, and advanced strategies to ensure a seamless […]

The Future of Broker-Dealer Transitions Is Here—Are You Ready? The landscape of independent broker-dealers is evolving faster than ever. With 2025 underway, advisors looking to transition are facing a market filled with new technology, improved transition strategies, and increased competition for top talent. Whether you’re looking to move for a better payout, stronger culture, or