The Right Fit. The First Time.

Helping Advisors Go Independent- The Right Way

  • We Consult Advisors on the Best Broker-Dealers
  • We Recruit Advisors to the Strongest Teams
  • We Specialize in Broker-Dealer Merger/Acquisition
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7 Critical Details

Considering a Broker Dealer Change?

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This document is about deciding whether or not an independent Broker/Dealer move makes sense for you.

Client Testimonials

"Working with Dave was a game-changer for our team. In just one call, he found a broker-dealer that checked every box on our list of needs. But he didn't stop there—Dave led us through every step of the process with unwavering dedication. From introductions and meetings to technology demos and home office visits, he was with us all the way, making sure we were fully informed and confident in our decision. Every question we had, he answered with clarity and expertise. Thanks to Dave, we're now positioned for success like never before."
D.M.
David is the best financial advisor recruiter in the industry. His knowledge of firms and ability to ascertain what would be the best fit for each advisor is second to none. We love David and highly recommend him.
Huntington Beach, CAR.S.
David is the best financial advisor recruiter in the industry. His knowledge of firms and ability to ascertain what would be the best fit for each advisor is second to none. We love David and highly recommend him.
Huntington Beach, CAR.S.
He's been an asset to me in finding the best B/D's, I'd recommend consulting him before you consider a move!
Wealth Advisor, CaliorniaM.K.
If you are looking to make a change, Dave should be your first call!
Wealth Advisor, North CarolinaJ.E.
Dave is an outstanding recruiter and understands this industry better than anyone I've come across in the last decade. He knows our competitors and has helped us with our paygrids, value add propositions and trained our MP's on how to attract new blood to their teams. He organized our marketing strategies and taught us that everyone on staff is a recruiter. Highly Recommended.
Independent Broker DealerE.O.
There is no way I would of been able to land the deal we earned through Dave. We didn't know what we didn't know, so glad he did! I hope I never have to move again, but if I do, I'm calling Dave Reyna.
Bank RepP.T.
David is a rockstar in finding a broker dealer that’s right for your situation! Thank you David for all your hard and honest work.
Wealth Advisor CADon P.
Dave, I just want to thank you again for all of your hard work. I could not have done it without all of your help.
Financial Advisor- Denver, COJeff M.

We're more than our network

We have a process and a guarantee

It’s never an easy decision to “transition to a new firm” or to “merge with another firm”
yet the decision to “know your options” is an easy one with RepRecruit at your side.

Independent Broker-Dealers: The RIA-Friendly Choice for Advisors

Masterful Succession Planning for Financial Advisors

At RepRecruit, we deeply understand the intricacies involved in succession planning for financial advisors. Your legacy, built on trust and dedicated service, deserves a future as bright as its past. Through expertly crafted succession planning for financial advisors, we ensure your achievements and clientele thrive under the careful guardianship of chosen successors. Our approach to succession planning for financial advisors ensures a harmonious transition that aligns with your core values and ambitions.

Partnering with the Right RIA-Friendly Broker-Dealer

The cornerstone of a thriving advisory practice is the support of an RIA-friendly broker-dealer invested in your autonomy and growth. At RepRecruit, our mission involves connecting you with an RIA-friendly broker-dealer who not only understands your unique needs but also propels you toward greater success. By aligning with the right RIA-friendly broker-dealer, we fortify your practice against the challenges of tomorrow, ensuring a resilient and flourishing future.

What Makes an Independent Broker-Dealer RIA-Friendly?

An independent and RIA-friendly broker-dealer is known to offer financial advisors the flexibility to operate with greater independence while maintaining access to commission-based products. Unlike traditional brokerages, these dealers support Registered Investment Advisors (RIAs) by allowing them to manage their own advisory practices without being tied to specific product sales quotas. This fosters a fiduciary-first approach, aligning advisor incentives with client outcomes rather than sales commissions.

Benefits of Partnering with an RIA-Friendly Broker-Dealer

Autonomy & Control

Advisors can establish and manage their independent RIA entities while leveraging the broker-dealer’s infrastructure for commission-based services. This creates a hybrid model that supports both fee-based and commission revenue streams.

Compliance & Regulatory Support

Friendly broker-dealers provide essential back-office, compliance, and regulatory resources, enabling advisors to focus on client relationships and financial planning.

Access to Multiple Custodians

Advisors can choose to work with multiple custodians for trade clearance and custody. They can also opt to simplify operations by using a single custodian and enhance operational efficiency.

Why Advisors are Embracing Independent Broker-Dealers

The shift toward independent broker-dealers reflects a broader industry trend where advisors seek to balance independence with operational support. This hybrid approach offers a pathway to transition fully to fee-only advisory models while maintaining legacy commission revenue, making independent broker-dealers an ideal partner for growing advisory practices.

Our Comprehensive Services

Personalized Matchmaking

Be it ensuring your legacy through succession planning for financial advisors or amplifying your practice’s potential with the perfect RIA-friendly broker-dealer, RepRecruit stands as your unwavering ally. Our personalized matchmaking service is designed to find the correct fit for your unique needs, fostering successful partnerships and seamless transitions.

Seamless Transition & Growth

With RepRecruit, the succession planning for financial advisors and integration with an RIA-friendly broker-dealer is only the beginning. We provide ongoing support to ensure a smooth transition, regulatory compliance, and strategic growth, setting you and your successors up for enduring success.

Exclusive Community Access

Join a dynamic community of financial advisors benefiting from our unmatched expertise in succession planning and partnership with RIA-friendly broker-dealers. Gain insights, share experiences, and grow together in a supportive network designed for financial advisors aiming for excellence.

Getting Started

It’s never an easy decision to “transition to a Broker-Dealer” or to “merge with another B/D” yet the decision to “know your options” is an easy one with RepRecruit at your side.

Tell us more about you…
B/D Preference?
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Are you an OSJ?
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